Risk Management and Compliance Consultants
Patricia has more than twenty-five years experience representing clients in various sectors of the financial services industry, including broker-dealers, investment advisers, investment companies, hedge funds of funds and private equity funds of funds. In addition to her experience as a securities law practitioner in private practice, she gained substantial industry experience at National City Bank, Cleveland, OH, OppenheimerFunds, New York, NY and Rochester, NY.
She is the President of Constellus Inc., a compliance consulting firm, and she frequently writes and speaks on issues relating to the investment management industry. She is an active member of The National Society of Compliance Professionals (NSCP) and currently serves on the Board of Governors of NSCP's Certified Securities Compliance Professional (CSCP) program. She is also a member of the Editorial Advisory Board of Practical Compliance and Risk Management for the Securities Industry, a Wolters Kluwer publication.
Consulting services offered through Fiduciary Foresight, LLC do not create an attorney-client relationship.
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