Risk Management and Compliance Consultants
Jan has more than twenty years experience in the financial services sector. She has hands-on, in-depth experience effectively managing risk assessment and fiduciary compliance programs as Senior Vice President for two large regional… (more)
Patricia has more than twenty-five years experience representing clients in various sectors of the financial services industry, including broker-dealers, investment advisers… (more)
Judy Dorian has worked in the employee benefits industry for over 25 years, currently as an independent consultant who provides consulting services and training on employee benefits and IRA administration… (more)
Johanna Anders is seasoned compliance professional with eighteen years of experience in the financial services industry with an emphasis in securities marketing compliance. Her extensive experience… (more)
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